我国矿业ESG实践进展与提升路径研究

    Research on the practice progress and promotion path of mining ESG in China

    • 摘要: 随着ESG理念在国际资本市场的推广与应用,矿业企业的ESG实践能力已成为影响其获取国际市场准入资格与政策支持、拓展融资渠道、降低融资成本的重要因素,是推动矿业绿色转型、保障我国能源资源安全的重要环节。本文通过梳理我国矿业企业在披露、评级和投资等环节的ESG实践现状,分析我国矿业当前面临挑战,探索提升我国矿业ESG实践能力和国际竞争力的有效路径。研究结果表明:我国矿业领域ESG实践呈现信息披露率逐年上升,披露情况与国际标准存在一定差距;国际评级机构对我国矿业企业的评级覆盖率低,评级结果整体落后;我国矿业ESG股权投资规模小,矿业ESG指数投资产品缺失的特点。在关键矿产国际竞争、国际评级指标的本土适应性、主流信息披露指引缺少行业特色、矿业领域ESG人才缺口大等方面存在一定的挑战。我国矿业行业应从以下几方面形成合力,共同助力矿业高质量发展:一是推出中国矿业企业ESG信息披露通用规则,为矿业企业提供操作方案和规则指引;二是选择部分国内优秀ESG评级机构重点扶持,增强本土ESG研究的国际影响力;三是构建中国矿业ESG指数,向资本市场推出优质矿业投资标的;四是梳理国内金融机构支持矿业绿色发展的金融工具,为矿业企业提升ESG治理水平提供融资渠道;五是整合矿业企业优秀ESG实践案例,加强社会传播;六是设置矿业ESG专业学科,为矿业企业输送人才。

       

      Abstract: With the promotion and application of ESG principles in international capital markets, the ESG practice capabilities of mining enterprises have become a critical factor influencing their access to international market qualifications and policy support, expending financing channels, reducing financing costs. It also serves as a key component in driving the green transformation of the mining industry and safeguarding China’s energy and resource security. By reviewing the current status of ESG practice among mining enterprises in areas such as disclosure, ratings, and investment, this paper analyzes the challenges faced by China’s mining sector and explores effective ways to enhance its ESG capabilities and international competitiveness. The study reveals that ESG practice in China’s mining industry have the following characteristics: the rate of ESG disclosure has shown a year-on-year increase, yet gaps remain compared to international standards; international rating agencies demonstrate low coverage of Chinese mining enterprises, with overall ratings lagging behind global peers; and ESG-related equity investment in mining sector remain limited in scale, coupled with a lack of ESG index investment products tailored to the industry. There are certain challenges in the international competition of critical minerals, the local adaptability of international rating indicators, the lack of industry-specific features in mainstream disclosure guidelines, and a significant talent gap in ESG expertise within the mining sector. Our mining industry should synergize efforts in the following aspects to jointly promote high-quality development of the sector: formulate general ESG information disclosure rules for Chinese mining enterprises, providing operational guidelines and regulatory frameworks; cultivate domestic ESG rating leaders by supporting select top-tier domestic ESG rating agencies to enhance the global influence of China’s ESG research; develop a China mining ESG index to highlight mining investment opportunities for capital markets; systematize green financial tools by cataloging existing financial instruments that support sustainable mining practices, thereby expanding financing channels for ESG governance enhancement; integrate excellent ESG practice cases of mining enterprises and strengthen social communication; establish ESG-focused academic programs to cultivate ESG talent for mining enterprises.

       

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