国际矿业ESG理论与实践发展及对中国的启示

    The development of ESG theory and practice in international mining industry and its implications for China

    • 摘要: 矿业作为高环境敏感性和强社会影响的行业,其ESG(环境、社会与治理)实践已成为全球可持续发展议程的核心议题。本文围绕国际矿业ESG理论与实践的发展脉络,系统梳理了其从探索起步、初步兴起到快速发展和规范演进的四个阶段,并深入分析了中国在ESG政策体系建设中所形成的“国际接轨+本土创新”的“1+1”特色路径。研究采用文献分析、案例研究与政策比较等方法,揭示ESG理念如何从伦理投资边缘议题逐步内化为矿业企业的核心竞争要素,探讨其在资本市场驱动、气候转型压力、技术赋能与价值创造等多重趋势下的发展特征。基于全球头部矿业企业的实践案例,本文进一步剖析了ESG表现对企业融资成本、市场准入、供应链管理及品牌声誉等方面的实质性影响。研究结果表明,国际ESG标准正加速趋同,中国已初步构建起兼具国际视野与本土特色的披露框架,但国内矿业企业在信息披露完整性、治理机制有效性、环境修复、安全生产与社区关系等方面仍面临系统性挑战。针对矿业特有的环境不可逆性、社区冲突与治理风险等难题,本文提出应加强全生命周期环境管理、推动智能矿山技术应用、完善社区参与机制、构建本土化ESG评级体系等创新策略,以促进中国矿业ESG体系的系统化建设与高质量转型。

       

      Abstract: As an industry characterized by high environmental sensitivity and profound social impact, the mining ESG (Environmental, Social, and Governance) practices have become a central issue on the global sustainable development agenda. This paper systematically examines the evolution of ESG theory and practice in the international mining industry, identifying four distinct developmental stages: exploratory initiation, preliminary emergence, rapid expansion, and standardized maturation. It further analyzes China’s distinctive “1+1” policy framework, which integrates international alignment with localized innovation. Through methodologies including literature review, case studies, and policy comparison, the study elucidates how ESG has evolved from a peripheral ethical concern into a core component of mining corporate competitiveness. It also explores key trends shaping mining ESG, including capital market drivers, climate transition pressures, technological enablement, and value creation. Drawing on cases from leading global mining enterprises, the research demonstrates the tangible impact of ESG performance on financing costs, market access, supply chain management, and corporate reputation. Findings indicate an accelerating convergence of international ESG standards, with China establishing a disclosure framework that reflects both global norms and local characteristics. Nevertheless, domestic mining companies still face challenges such as insufficient disclosure, weak governance structures, environmental irreversibility, safety risks, and community conflicts. In response to these industry-specific issues, the study proposes innovative strategies such as implementing full life-cycle environmental management, advancing intelligent mining technologies, improving community engagement mechanisms, and developing a localized ESG rating system, thereby providing a reference for the systematic enhancement of practices of China’s mining ESG.

       

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